Securities Law

In the ever-evolving world of finance, compliance and confidence are everything. At David Obrart Law Firm, we provide comprehensive Securities Law services that ensure our clients’ investments, capital strategies, and market activities remain fully compliant, legally sound, and strategically advantageous.

Our practice blends sophisticated legal knowledge with deep financial insight to support investment managers, corporations, private equity firms, and high-net-worth individuals across the UK and internationally. Whether you're raising capital, navigating regulations, managing funds, or resolving disputes, we deliver clarity where the stakes are highest.

Our Securities Law Services Include:

💼 Securities Litigation & Dispute Resolution

Our team advises investment firms, wealth managers, and funds on legal frameworks related to portfolio structuring, investor rights, and compliance with FCA regulations. We also assist with drafting offering memoranda, investment agreements, and fund documentation.

📊 Investment Management Advisory

We advise on domestic and cross-border mergers, asset and share acquisitions, management buyouts, and divestitures. From due diligence and negotiations to drafting and closing, we manage every legal step with discretion and strategic care.

🧾 Regulatory Compliance & FCA Investigations

Navigating the UK’s Financial Conduct Authority (FCA) and global regulatory frameworks is complex. We advise on securities regulations, anti-money laundering (AML), prospectus obligations, disclosure rules, and risk mitigation—ensuring you’re always a step ahead.

📈 Capital Markets & Fundraising

Whether issuing shares, bonds, or hybrid securities, we guide you through the full capital-raising process. We support private placements, public offerings, crowdfunding compliance, and debt financing strategies to help fuel growth with precision and legal safety.

🔐 Securities Transactions & Documentation

We draft, review, and negotiate all forms of securities documents, including share purchase agreements, subscription agreements, convertible loan notes, and shareholder agreements—ensuring transparency and enforceability.

🌍 Cross-Border Investment & Wealth Structuring

We advise international clients on optimal legal structures for cross-border investment, including tax efficiency, trust structures, dual listings, and foreign direct investment rules. Your wealth and compliance strategies deserve global insight.

🧠 Strategic Wealth Management Legal Support

We partner with family offices, UHNWIs, and wealth advisors to align investment portfolios with legal best practices, succession planning, asset protection, and fiduciary compliance—ensuring generational peace of mind.

✅ Why Choose David Obrart Law Firm for Securities Law?

🔷 Market Knowledge Meets Legal Precision – We stay at the forefront of financial innovation and regulatory reform, so our clients are always protected and empowered.
🔷 Cross-Border Fluency – Our team understands the global flow of capital, advising on securities law not just in the UK, but across key markets including the U.S., EU, and Asia.
🔷 Full-Service, From Strategy to Litigation – From pre-investment structuring and due diligence to post-investment enforcement and defense, we cover the entire securities lifecycle.
🔷 Confidentiality & Trust – In the world of capital markets and high-value investment, discretion and trust are non-negotiable. We build enduring relationships based on both.
🔷 Tailored Solutions for Complex Needs – No two portfolios or strategies are the same. We craft bespoke legal solutions that reflect your goals, risks, and long-term vision.